Regulatory Compliance

Clarity in Complexity. Confidence in Compliance.

At Sagsharma, we understand that regulation isn’t just about rules; it’s about protecting your reputation, strengthening trust, and keeping your business moving forward. From data privacy and healthcare to finance, labor, and securities, our attorneys provide tailored compliance strategies designed to simplify complexity, mitigate risk, and safeguard your long-term growth.

Our Compliance Focus

  • Guidance on SEC filings, governance, and insider trading policies.

  • Advising on FLSA, EEOC, and state employment laws to protect both your team and your business.

  • Compliance with GDPR, CCPA, HIPAA, and beyond, including policies, audits, and breach response.

  • HIPAA, Stark Law, and Anti-Kickback counseling, plus licensing and regulatory audits for providers.

  • Support on SEC, FINRA, AML, and consumer finance compliance.

  • Ensuring compliance with FTC, disclosure, and social media regulations in a digital-first marketplace.

Proactive Risk Management

We go beyond check-the-box compliance. Our team designs and implements compliance programs, conducts audits, and trains your leadership to anticipate and prevent risks before they escalate.

In the event of investigations or enforcement actions, Sagsharma delivers experienced representation with discretion. From responding to subpoenas to negotiating settlements, we safeguard both your interests and your reputation.

When Regulators Call

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We’re here to help you move faster, protect what you’ve built, and scale with confidence.
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Offices in New York City and Chicago | Serving clients nationwide.